question 1
Testable and Actionable Calibration for Full Swap Regret
Bairaktari, Konstantina, Hu, Lunjia, Nguyen, Huy L., Ullman, Jonathan
AI generated predictions increasingly inform decision making in critical tasks, and therefore must be trustworthy. One widely used measure of trustworthiness is calibration, which requires that the predictions match the true frequencies and can be treated like real probabilities of a given outcome. However, defining calibration is subtle, and designing good measures of calibration error has been an active topic of recent research. The first goal is to find calibration measures that are actionable, meaning they can inform decision makers about their utility loss when predictions are treated as true probabilities, which is known as swap regret. The second goal is to find calibration measures that are testable, meaning that calibration error can be measured from a small sample of predictions and outcomes. Although these are very basic requirements, there is no existing calibration measure that fully satisfies both properties, and all existing measures relax actionability by bounding a weaker notion of swap regret, or relax testability by having suboptimal estimation error. We introduce a new calibration measure, Soft-Binned Calibration Decision Loss (SCDL), which we prove is fully actionable without weakening either requirement, and testable with nearly optimal error rate. In addition, SCDL satisfies other desired properties such as continuity and consistency. We also provide a set of experiments confirming that the theoretical advantages of SCDL compared to other measures lead to better performance in practice.
Sharpness Minimization Algorithms Do Not Only Minimize Sharpness To Achieve Better Generalization
Despite extensive studies, the underlying reason as to why overparameterized neural networks can generalize remains elusive. Existing theory shows that common stochastic optimizers prefer flatter minimizers of the training loss, and thus a natural potential explanation is that flatness implies generalization. This work critically examines this explanation. Through theoretical and empirical investigation, we identify the following three scenarios for two-layer ReLU networks: (1) flatness provably implies generalization; (2) there exist non-generalizing flattest models and sharpness minimization algorithms fail to generalize poorly, and (3) perhaps most strikingly, there exist non-generalizing flattest models, but sharpness minimization algorithms still generalize. Our results suggest that the relationship between sharpness and generalization subtly depends on the data distributions and the model architectures and sharpness minimization algorithms do not only minimize sharpness to achieve better generalization. This calls for the search for other explanations for the generalization of over-parameterized neural networks.
18561617ca0b4ffa293166b3186e04b0-Paper-Conference.pdf
However, foundational theoretical questions about this algorithm's privacy loss remain open--even in the seemingly simple setting of smooth convex losses over a bounded domain. Our main result resolves these questions: for a large range of parameters, we characterize the differential privacy up to a constant.
Investigating the Impact of Rationales for LLMs on Natural Language Understanding
Shi, Wenhang, Bian, Shuqing, Chen, Yiren, Zhang, Xinyi, Zhao, Zhe, Hu, Pengfei, Lu, Wei, Du, Xiaoyong
Chain-of-thought (CoT) rationales, which provide step-by-step reasoning to derive final answers, benefit LLMs in both inference and training. Incorporating rationales, either by generating them before answering during inference, or by placing them before or after the original answers during training - significantly improves model performance on mathematical, symbolic and commonsense reasoning tasks. However, most work focuses on the role of rationales in these reasoning tasks, overlooking their potential impact on other important tasks like natural language understanding (NLU) tasks. In this work, we raise the question: Can rationales similarly benefit NLU tasks? To conduct a systematic exploration, we construct NLURC, a comprehensive and high-quality NLU dataset collection with rationales, and develop various rationale-augmented methods. Through exploring the applicability of these methods on NLU tasks using the dataset, we uncover several potentially surprising findings: (1) CoT inference shifts from hindering NLU performance to surpassing direct label prediction as model size grows, indicating a positive correlation. (2) Most rationale-augmented training methods perform worse than label-only training, with one specially designed method consistently achieving improvements. (3) LLMs trained with rationales achieve significant performance gains on unseen NLU tasks, rivaling models ten times their size, while delivering interpretability on par with commercial LLMs.
939314105ce8701e67489642ef4d49e8-AuthorFeedback.pdf
We answer your main questions as follows. "Is there any hope to avoid the We will add a remark in the paper to discuss this point more thoroughly. Question 2. "Technically, I think in order for Lemma 4 to hold, f needs to be defined on the whole vector space" The issue has also been identified by Reviewer #3. We will improve the paper writing to make this point more clear. Question 2. "what regret ... if ... only access to 1 gradient query per step, rather than the two used in OEGD." We address your main questions as follows. Question 1. "how would the lower-bound of function appear in your bounds if we assume they are not positive" Question 2. "how would the algorithms / results change if 0 is not in X?" Answer 2. There are three places we use this assumption: About the self-bounding property of smooth functions, you are absolutely correct. For other minor issues, we will carefully revise the paper according to your constructive comments. Below we address your concerns and clarify the misunderstandings. Question 2. "The novelty of the paper is limited.